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| Stockholder transaction expenses: | | | | | | | |
|
Sales load (as a percentage of offering price)
|
| | | | 2.00%(1) | | |
|
Offering expenses borne by us (as a percentage of offering
price) |
| | | | 0.24%(2) | | |
|
Dividend reinvestment plan expenses (per sales transaction
fee) |
| | | $ | 15.00(3) | | |
|
Total stockholder transaction expenses (as a percentage of offering price)
|
| | | | 2.24% | | |
|
Annual expenses (as a percentage of net assets attributable to common stock)
|
| | | | | | |
|
Base management fees
|
| | | | 4.24%(4) | | |
|
Incentive fees payable under the Investment Management Agreement
|
| | | | 2.30%(5) | | |
|
Interest payments on borrowed funds
|
| | | | 4.77%(6) | | |
|
Other expenses
|
| | | | 0.73%(7) | | |
|
Acquired fund fees and expenses
|
| | | | 1.20%(8) | | |
|
Total annual expenses
|
| | | | 13.24%(9) | | |
|
Base management fee waiver
|
| | | | (1.16)%(10) | | |
|
Total annual expenses after the base management fee waiver
|
| | | | 12.08%(9)(10) | | |
| | |
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
You would pay the following expenses on a $1,000 investment, assuming a 5.0% annual return without realization of any capital gains
|
| | | $ | 109 | | | | | $ | 307 | | | | | $ | 480 | | | | | $ | 824 | | |
| | |
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
You would pay the following expenses on a $1,000
investment, assuming a 5.0% annual return completely in the form of net realized capital gains |
| | | $ | 118 | | | | | $ | 329 | | | | | $ | 510 | | | | | $ | 858 | | |
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| | | | | 83 | | | |
| | | | | 84 | | |
| Stockholder transaction expenses: | | | | | | | |
|
Sales load (as a percentage of offering price)
|
| | | | N/A(1) | | |
|
Offering expenses borne by us (as a percentage of offering price)
|
| | | | N/A(2) | | |
|
Dividend reinvestment plan expenses (per sales transaction fee)
|
| | | $ | 15.00(3) | | |
|
Total stockholder transaction expenses (as a percentage of offering price)
|
| | | | —% | | |
|
Annual expenses (as a percentage of net assets attributable to common stock)
|
| | | | | | |
|
Base management fees
|
| | | | 5.15%(4) | | |
|
Incentive fees payable under the Investment Management Agreement
|
| | | | 2.91%(5) | | |
|
Interest payments on borrowed funds
|
| | | | 7.18%(6) | | |
|
Other expenses
|
| | | | 0.91%(7) | | |
|
Acquired fund fees and expenses
|
| | | | 1.36%(8) | | |
|
Total annual expenses
|
| | | | 17.51%(9) | | |
|
Base management fee waiver
|
| | | | (1.32)%(10) | | |
|
Total annual expenses after the base management fee waiver
|
| | | | 16.19%(9)(10) | | |
| | |
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
You would pay the following expenses on a $1,000 investment, assuming a 5.0% annual return without realization of any capital gains
|
| | | $ | 146 | | | | | $ | 394 | | | | | $ | 594 | | | | | $ | 938 | | |
| | |
1 Year
|
| |
3 Years
|
| |
5 Years
|
| |
10 Years
|
| ||||||||||||
You would pay the following expenses on a $1,000
investment, assuming a 5.0% annual return completely in the form of net realized capital gains |
| | | $ | 155 | | | | | $ | 414 | | | | | $ | 618 | | | | | $ | 960 | | |
| | |
NAV
|
| |
Closing Sales
Price(3) |
| |
Premium
(Discount) of High Closing Sales to |
| |
Premium
(Discount) of Low Closing Sales to |
| |
Declared
Distributions |
| |||||||||||||||||||||
Fiscal Year Ended
|
| |
Per Share(2)
|
| |
High
|
| |
Low
|
| |
NAV(4)
|
| |
NAV(4)
|
| |
Per Share(5)(6)
|
| ||||||||||||||||||
December 31, 2020
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Second Quarter(1)
|
| | | | * | | | | | $ | 8.50 | | | | | $ | 5.02 | | | | | | * | | | | | | * | | | | | $ | 0.30 | | |
First Quarter
|
| | | $ | 11.14 | | | | | $ | 14.44 | | | | | $ | 5.15 | | | | | | 29.62% | | | | | | (53.77)% | | | | | $ | 0.34 | | |
December 31, 2019
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fourth Quarter
|
| | | $ | 13.26 | | | | | $ | 13.84 | | | | | $ | 13.29 | | | | | | 4.37% | | | | | | 0.23% | | | | | $ | 0.34 | | |
Third Quarter
|
| | | $ | 13.35 | | | | | $ | 14.07 | | | | | $ | 13.30 | | | | | | 5.39% | | | | | | (0.37)% | | | | | $ | 0.34 | | |
Second Quarter
|
| | | $ | 13.41 | | | | | $ | 14.35 | | | | | $ | 13.49 | | | | | | 7.01% | | | | | | 0.60% | | | | | $ | 0.34 | | |
First Quarter
|
| | | $ | 13.45 | | | | | $ | 14.16 | | | | | $ | 12.78 | | | | | | 5.28% | | | | | | (4.98)% | | | | | $ | 0.34 | | |
December 31, 2018
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fourth Quarter
|
| | | $ | 13.22 | | | | | $ | 13.83 | | | | | $ | 12.25 | | | | | | 4.61% | | | | | | (7.34)% | | | | | $ | 0.34 | | |
Third Quarter
|
| | | $ | 13.58 | | | | | $ | 14.25 | | | | | $ | 13.50 | | | | | | 4.93% | | | | | | (0.59)% | | | | | $ | 0.34 | | |
Second Quarter
|
| | | $ | 13.57 | | | | | $ | 13.95 | | | | | $ | 13.25 | | | | | | 2.80% | | | | | | (2.36)% | | | | | $ | 0.34 | | |
First Quarter
|
| | | $ | 13.60 | | | | | $ | 13.75 | | | | | $ | 12.55 | | | | | | 1.10% | | | | | | (7.72)% | | | | | $ | 0.34 | | |
Date Declared
|
| |
Record Date
|
| |
Payment Date
|
| |
Per Share
Amount |
| |||
April 29, 2020
|
| |
June 16, 2020
|
| |
June 30, 2020
|
| | | $ | 0.30 | | |
February 19, 2020
|
| |
March 13, 2020
|
| |
March 27, 2020
|
| | | | 0.34 | | |
Total for 2020 Fiscal Year
|
| | | | | | | | | $ | 0.64 | | |
November 4, 2019
|
| |
December 13, 2019
|
| |
December 27, 2019
|
| | | $ | 0.34 | | |
August 1, 2019
|
| |
September 13, 2019
|
| |
September 27, 2019
|
| | | | 0.34 | | |
May 1, 2019
|
| |
June 14, 2019
|
| |
June 28, 2019
|
| | | | 0.34 | | |
February 22, 2019
|
| |
March 15, 2019
|
| |
March 29, 2019
|
| | | | 0.34 | | |
Total for 2019 Fiscal Year
|
| | | | | | | | | $ | 1.36 | | |
November 2, 2018
|
| |
December 14, 2018
|
| |
December 28, 2018
|
| | | $ | 0.34 | | |
August 1, 2018
|
| |
September 14, 2018
|
| |
September 28, 2018
|
| | | | 0.34 | | |
May 2, 2018
|
| |
June 15, 2018
|
| |
June 29, 2018
|
| | | | 0.34 | | |
February 21, 2018
|
| |
March 15, 2018
|
| |
March 29, 2018
|
| | | | 0.34 | | |
Total for 2018 Fiscal Year
|
| | | | | | | | | $ | 1.36 | | |
Class and Year(1)
|
| |
Total Amount
Outstanding Exclusive of Treasury Securities(2) (in millions) |
| |
Asset
Coverage Per Unit(3) |
| |
Involuntary
Liquidating Preference Per Unit(4) |
| |
Average
Market Value Per Unit(5) |
| ||||||||||||
March 31, 2020 (unaudited) | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | $ | 569.2 | | | | | $ | 1,641 | | | | | | — | | | | | | N/A | | |
2018 Convertible Notes
|
| | | | 201.2 | | | | | | 1,641 | | | | | | — | | | | | | N/A | | |
Unsecured Notes (not including the 5.75% Unsecured Notes)
|
| | | | 401.5 | | | | | | 1,641 | | | | | | — | | | | | | N/A | | |
5.75% Unsecured Notes
|
| | | | 51.8 | | | | | | 1,641 | | | | | | — | | | | | $ | 25.0 | | |
NMFC Credit Facility
|
| | | | 188.5 | | | | | | 1,641 | | | | | | — | | | | | | N/A | | |
DB Credit Facility
|
| | | | 270.0 | | | | | | 1,641 | | | | | | — | | | | | | N/A | | |
December 31, 2019 | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 661.6 | | | | | | 1,740 | | | | | | — | | | | | | N/A | | |
2018 Convertible Notes
|
| | | | 201.2 | | | | | | 1,740 | | | | | | — | | | | | | N/A | | |
Unsecured Notes (not including the 5.75% Unsecured Notes)
|
| | | | 401.5 | | | | | | 1,740 | | | | | | — | | | | | | N/A | | |
5.75% Unsecured Notes
|
| | | | 51.8 | | | | | | 1,740 | | | | | | — | | | | | $ | 25.6 | | |
NMFC Credit Facility
|
| | | | 188.5 | | | | | | 1,740 | | | | | | — | | | | | | N/A | | |
DB Credit Facility
|
| | | | 230.0 | | | | | | 1,740 | | | | | | — | | | | | | N/A | | |
December 31, 2018 | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 512.6 | | | | | | 1,814 | | | | | | — | | | | | | N/A | | |
2014 Convertible Notes
|
| | | | 155.3 | | | | | | 1,814 | | | | | | — | | | | | | N/A | | |
2018 Convertible Notes
|
| | | | 115.0 | | | | | | 1,814 | | | | | | — | | | | | | N/A | | |
Unsecured Notes (not including the 5.75% Unsecured Notes)
|
| | | | 285.0 | | | | | | 1,814 | | | | | | — | | | | | | N/A | | |
5.75% Unsecured Notes
|
| | | | 51.8 | | | | | | 1,814 | | | | | | — | | | | | $ | 24.7 | | |
NMFC Credit Facility
|
| | | | 60.0 | | | | | | 1,814 | | | | | | — | | | | | | N/A | | |
DB Credit Facility
|
| | | | 57.0 | | | | | | 1,814 | | | | | | — | | | | | | N/A | | |
December 31, 2017 | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 312.4 | | | | | | 2,408 | | | | | | — | | | | | | N/A | | |
2014 Convertible Notes
|
| | | | 155.3 | | | | | | 2,408 | | | | | | — | | | | | | N/A | | |
Unsecured Notes
|
| | | | 145.0 | | | | | | 2,408 | | | | | | — | | | | | | N/A | | |
NMFC Credit Facility
|
| | | | 122.5 | | | | | | 2,408 | | | | | | — | | | | | | N/A | | |
December 31, 2016 | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 333.5 | | | | | | 2,593 | | | | | | — | | | | | | N/A | | |
2014 Convertible Notes
|
| | | | 155.3 | | | | | | 2,593 | | | | | | — | | | | | | N/A | | |
Class and Year(1)
|
| |
Total Amount
Outstanding Exclusive of Treasury Securities(2) (in millions) |
| |
Asset
Coverage Per Unit(3) |
| |
Involuntary
Liquidating Preference Per Unit(4) |
| |
Average
Market Value Per Unit(5) |
| ||||||||||||
Unsecured Notes
|
| | | | 90.0 | | | | | | 2,593 | | | | | | — | | | | | | N/A | | |
NMFC Credit Facility
|
| | | | 10.0 | | | | | | 2,593 | | | | | | — | | | | | | N/A | | |
December 31, 2015 | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 419.3 | | | | | | 2,341 | | | | | | — | | | | | | N/A | | |
2014 Convertible Notes
|
| | | | 115.0 | | | | | | 2,341 | | | | | | — | | | | | | N/A | | |
NMFC Credit Facility
|
| | | | 90.0 | | | | | | 2,341 | | | | | | — | | | | | | N/A | | |
December 31, 2014 | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 468.1 | | | | | | 2,267 | | | | | | — | | | | | | N/A | | |
2014 Convertible Notes
|
| | | | 115.0 | | | | | | 2,267 | | | | | | — | | | | | | N/A | | |
NMFC Credit Facility
|
| | | | 50.0 | | | | | | 2,267 | | | | | | — | | | | | | N/A | | |
December 31, 2013 | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 221.8 | | | | | | 2,577 | | | | | | — | | | | | | N/A | | |
SLF Credit Facility
|
| | | | 214.7 | | | | | | 2,577 | | | | | | — | | | | | | N/A | | |
December 31, 2012 | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 206.9 | | | | | | 2,353 | | | | | | — | | | | | | N/A | | |
SLF Credit Facility
|
| | | | 214.3 | | | | | | 2,353 | | | | | | — | | | | | | N/A | | |
December 31, 2011 | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 129.0 | | | | | | 2,426 | | | | | | — | | | | | | N/A | | |
SLF Credit Facility
|
| | | | 165.9 | | | | | | 2,426 | | | | | | — | | | | | | N/A | | |
December 31, 2010(6) | | | | | | | | | | | | | | | | | | | | | | | | | |
Holdings Credit Facility
|
| | | | 59.7 | | | | | | 3,074 | | | | | | — | | | | | | N/A | | |
SLF Credit Facility
|
| | | | 56.9 | | | | | | 3,074 | | | | | | — | | | | | | N/A | | |
Name / Address of Portfolio Company(1)
|
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate(12)
|
| |
Maturity /
Expiration Date |
| |
Yield to
Maturity At Cost(29) |
| |
Percent of
Class Held(30) |
| |
Fair Value
|
| ||||||||||||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
(in thousands)
|
| |||
Non-Controlled/Non-Affiliated Investments
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
AAC Holding Corp.
7211 Circle South Road Austin, TX 78745 |
| | Education | | | First lien(2)(10) | | | 9.84% (L + 8.25%/M) | | | | | 9/30/2022 | | | | | | 9.79% | | | | | | — | | | | | $ | 19,794 | | |
ADG, LLC
29777 Telegraph Road, Suite 3000 Southfield, MI 48034 |
| |
Healthcare Services
|
| | Second lien(3)(10) | | |
11.92% (L + 10.00% PIK/S)*
|
| | | | 3/28/2024 | | | | | | 11.80% | | | | | | — | | | | | | 2,753 | | |
Affinity Dental Management, Inc.
171 Park Street West Springfield, MA 01089 |
| |
Healthcare Services
|
| |
First lien(2)(10)
|
| |
7.41% (L + 6.00%/Q)
|
| | | | 9/15/2023 | | | | | | 7.27% | | | | | | — | | | | | | 22,158 | | |
| Healthcare Services | | | First lien(4)(10) | | | 7.41% (L + 6.00%/Q) | | | | | 9/15/2023 | | | | | | 7.27% | | | | | | — | | | | | | 8,950 | | | ||
|
Healthcare Services
|
| |
First lien(3)(10)(11) —
Drawn |
| |
7.00% (P + 5.00%/M)
|
| | | | 3/15/2023 | | | | | | 7.63% | | | | | | — | | | | | | 1,424 | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 32,532 | | |
Affordable Care Holding Corp.
1400 Industrial Drive Kinston, NC 28504 |
| | Healthcare Services | | | First lien(2)(10) | | | 6.20% (L + 4.75%/Q) | | | | | 10/24/2022 | | | | | | 6.58% | | | | | | — | | | | | | 8,602 | | |
AG Parent Holdings, LLC
26 Esplanade St. Helier Jersey JE2 3QA |
| | Healthcare Services | | | First lien(2)(10) | | | 6.45% (L + 5.00%/Q) | | | | | 7/31/2026 | | | | | | 5.77% | | | | | | — | | | | | | 9,695 | | |
AgKnowledge Holdings Company, Inc.
6060 Piedmont Row Drive South Charlotte, NC 28287 |
| |
Business Services
|
| |
First lien(4)(10)
|
| |
5.82% (L + 4.75%/S)
|
| | | | 7/21/2023 | | | | | | 6.04% | | | | | | — | | | | | | 9,136 | | |
|
Business Services
|
| |
First lien(3)(10)(11) — Undrawn
|
| | — | | | | | 7/21/2023 | | | | | | — | | | | | | — | | | | | | (11) | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 9,125 | | |
Alegeus Technologies Holding Corp.
Waltham, MA 02451 1601 Trapelo Road |
| | Healthcare Services | | | First lien(8)(10) | | | 8.13% (L + 6.25%/Q) | | | | | 9/5/2024 | | | | | | 7.59% | | | | | | — | | | | | | 13,013 | | |
Amerijet Holdings, Inc.
3401-A NW 72nd Avenue Miami, FL 33122 |
| |
Distribution & Logistics
|
| |
First lien(4)(10)
|
| |
9.00% (L + 8.00%/M)
|
| | | | 7/15/2021 | | | | | | 9.61% | | | | | | — | | | | | | 7,449 | | |
|
Distribution & Logistics
|
| | First lien(4)(10) | | |
9.00% (L + 8.00%/M)
|
| | | | 7/15/2021 | | | | | | 9.61% | | | | | | — | | | | | | 1,242 | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8,691 | | |
Ancora Acquisition LLC
8701 Bedford Euless Road, Suite 400 Hurst, TX 76053 |
| |
Education
|
| |
Preferred shares(9)(10)
|
| |
—
|
| | | | — | | | | | | — | | | | | | 3.80% | | | | | | 158 | | |
| Education | | | Warrants(9)(10) | | | — | | | | | 8/12/2020 | | | | | | — | | | | | | 3.88% | | | | | | — | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 158 | | |
Name / Address of Portfolio Company(1)
|
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate(12)
|
| |
Maturity /
Expiration Date |
| |
Yield to
Maturity At Cost(29) |
| |
Percent of
Class Held(30) |
| |
Fair Value
|
| ||||||||||||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
(in thousands)
|
| |||
Ansira Holdings, Inc.
2300 Locust Street St. Louis, MO 63103 |
| |
Business Services
|
| |
First lien(8)(10)
|
| |
7.36% (L + 5.75%/Q)
|
| | | | 12/20/2022 | | | | | | 7.08% | | | | | | — | | | | | $ | 20,282 | | |
| Business Services | | | First lien(3)(10)(11) — Drawn | | | 6.98% (L + 5.75%/Q) | | | | | 12/20/2022 | | | | | | 7.04% | | | | | | — | | | | | | 3,381 | | | ||
|
Business Services
|
| |
First lien(3)(10)(11) —
Undrawn |
| |
—
|
| | | | 4/16/2020 | | | | | | — | | | | | | — | | | | | | (696) | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 22,967 | | | ||
Alert Holding Company, Inc.(14) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Appriss Holdings, Inc.
1114 Avenue of the Americas, 36th Floor New York, NY 10110 |
| |
Business Services
|
| |
First lien(8)(10)
|
| |
6.49% (L + 5.50%/M)
|
| | | | 5/29/2026 | | | | | | 6.36% | | | | | | — | | | | | | 10,782 | | |
| Business Services | | |
First lien(3)(10)(11) —
Drawn |
| | 6.49% (L + 5.50%/M) | | | | | 5/30/2025 | | | | | | 6.40% | | | | | | — | | | | | | 449 | | | ||
| Business Services | | |
First lien(3)(10)(11) —
Undrawn |
| | — | | | | | 5/30/2025 | | | | | | 6.40% | | | | | | — | | | | | | (10) | | | ||
Alert Intermediate Holdings I, Inc.
|
| |
Business Services
|
| |
Preferred shares(3)(10)
|
| |
—
|
| | | | — | | | | | | 11.27% | | | | | | 3.70% | | | | | | 6,647 | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 17,868 | | |
Apptio, Inc.
11100 N.E. 8th Street, Suite 600 Bellevue, WA 98004 |
| |
Software
|
| |
First lien(8)(10)
|
| |
8.25% (L + 7.25%/M)
|
| | | | 1/10/2025 | | | | | | 9.01% | | | | | | — | | | | | | 34,076 | | |
| Software | | | First lien(3)(10)(11) — | | | — | | | | | 1/10/2025 | | | | | | — | | | | | | — | | | | | | — | | | ||
| | | | Undrawn | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 34,076 | | | ||
ASP LCG Holdings, Inc.
21333 Haggerty Road, Suite 300 Novi, MI 48375 |
| | Education | | | Warrants(3)(10) | | | — | | | | | 5/5/2026 | | | | | | — | | | | | | 0.13% | | | | | | 781 | | |
Associations, Inc.
5401 N. Central Expressway, Suite 290 Dallas, TX 75205 |
| |
Business Services
|
| |
First lien(2)(10)
|
| |
8.91% (L + 4.00% +
3.00% PIK/Q)* |
| | | | 7/30/2024 | | | | | | 8.41% | | | | | | — | | | | | | 43,866 | | |
|
Business Services
|
| | First lien(8)(10) | | |
8.91% (L + 4.00% +
3.00% PIK/Q)* |
| | | | 7/30/2024 | | | | | | 8.41% | | | | | | — | | | | | | 5,035 | | | ||
| | | Business Services | | |
First lien(3)(10)(11) —
Drawn |
| |
8.90% (L + 4.00% +
3.00% PIK/Q)* |
| | | | 7/30/2024 | | | | | | 8.41% | | | | | | — | | | | | | 7,262 | | |
| | | Business Services | | |
First lien(3)(10)(11) —
Drawn |
| | 7.01% (L + 6.00%/M) | | | | | 7/30/2024 | | | | | | 7.40% | | | | | | — | | | | | | 1,986 | | |
| | |
Business Services
|
| |
First lien(3)(10)(11) —
Undrawn |
| |
—
|
| | | | 7/30/2021 | | | | | | — | | | | | | — | | | | | | (68) | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 58,081 | | |
Aston FinCo S.a r.l. / Aston US Finco, LLC**
Ditton Park, Riding Court Road Datchet, Slough, Berkshire, SL3 9LL |
| |
Software |
| |
Second lien(8)(10) |
| |
10.13% (L + 8.25%/Q) |
| | | |
10/8/2027 |
| | | | |
9.30% |
| | | | |
— |
| | | | |
31,982 |
| |
Astra Acquisition Corp.
9 West 57th Street, 32nd Floor New York, NY 10019 |
| | Software | | | First lien(5)(10) | | | 6.50% (L + 5.50%/M) | | | | | 3/1/2027 | | | | | | 6.30% | | | | | | — | | | | | | 22,331 | | |
Bach Special Limited (Bach Preference Limited)**
St. George’s Building, Level 12 2 Ice House Street, Central, Hong Kong |
| |
Education |
| |
Preferred shares(3)(10)(22) |
| |
— |
| | | |
— |
| | | | |
12.92% |
| | | | |
1.00% |
| | | | |
7,722 |
| |
BackOffice Associates Holdings, LLC
75 Perseverance Way Hyannis, MA 02601 |
| |
Business Services
|
| |
First lien(2)(10)
|
| |
12.28% (L + 7.50%
+ 3.00% |
| | | | 8/25/2023 | | | | | | 12.25% | | | | | | — | | | | | | 12,437 | | |
| | | | | | | PIK/Q)* | | | | | | | | | |